Download

DescriptionDownload PDF
KYC Individual/ Non Individual
Pdf

Standard Documents

Pdf
CKYC Form for individual Client 25-07-2016
Pdf

FATCA Individual Form 25-01-2016

Pdf
FATCA Non Individual Form 25-01-2016
Pdf

KRA - Forms - New Individual Form

Pdf
KRA - Forms - New Non Individuals
Pdf
Procedure For Opening an Account
Word
DescriptionDownload
PMLA Policy
Pdf

RMS Policy

Pdf
Policy for Inactive Clients
Pdf

This has reference to BSE notice no 20200903-1 dated 3rd September 2020 and NSE Circular no NSE/INSP/45565 dated 2nd September 2020 regarding Investor Awareness on margin collection guidelines. In this regard, please note that

“Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of the pledge in the depository system w.e.f. September 1, 2020.

2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from the depository on your email id and/or mobile number to create a pledge.

3. Pay 20% upfront margin of the transaction value to trade in the cash market segment.

4. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020, and NSE/INSP/45534 dated August 31, 2020, and other guidelines issued from time to time in this regard.

5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

………. Issued in the interest of Investors”

DescriptionDownload PDF
Risk Disclosures on Derivatives
Pdf
Investor Awareness
Pdf
Investor Charter - Stock Brokers
Pdf
Cyber Security Awareness Campaign
Pdf
Annexure Investor Charter Stock Brokers
Pdf
Investor Charter - Stock Brokers
Pdf
Investor Charter - Stock Brokers
Pdf

With a view to provide visibility of client-wise collateral, Clearing Corporations have provided a web portal facility to allow investors to view their disaggregated collateral placed with Member and as reported by their registered Trading Member /Clearing Member.

The said facility will provide the following benefits:

1. Investors can verify/ validate the collaterals deposited by them with the members vis-à-vis the collaterals reported by members to clearing corporations.
2. Investors can also view break-up of their collateral lying with the trading member, clearing member and clearing corporations.
3. Visibility through web portal will bring transparency with respect to their collateral placed with trading member on daily basis in seamless manner.

Investors are urged to regularly view the details of their collateral available with the respective clearing corporations and in case Investors find any discrepancy in the collateral deposited by them with their members and as reported by respective trading members/clearing members to clearing corporations, they are advised to take up the matter immediately with their trading member.

You may click here to view client wise collateral

BSE – https://bseplus.bseindia.com/
NSE – https://investorhelpline.nseindia.com/ClientCollateral/welcomeCLUser

DescriptionDownload PDF
KYC Compliance
Pdf
Advisory for Investor
Word

Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do’s & Dont’s) in Vernacular Language:
BSE Notice 20160711-11 Dt 11-07-2016
NSE Circular 283-2016 Dt. 07-08-2016